Privacy Policy

Claybrook Capital, LLC is an SEC-registered investment adviser located in the state of Massachusetts. The firm and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers. CLAYBROOK CAPITAL may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements.

Claybrook Capital’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Claybrook’s web site on the Internet should not be construed by any consumer and/or prospective client as Claybrook Capital’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Claybrook Capital. Any subsequent, direct communication by Claybrook Capital with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to the registration status of Claybrook Capital, please contact the SEC on its website at A copy of Claybrook Capital’s current written disclosure brochure discussing the firm’s business operations, services and fees is available from CLAYBROOK CAPITAL upon request. References herein to CLAYBROOK CAPITAL as a “registered investment adviser” or any reference to being “registered” does not imply a certain level of skill or training. Claybrook Capital does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Claybrook Capital’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Investing in the stock market involves risks and may not be suitable for all investors.